Representative Allowed to Associate with Investment Advisor

Order Approving Association of William M. Ennis With Kellport Capital Management LLC

On March 17, the Commission issued an Order approving the application of William M. Ennis for consent to associate with Kellport Capital Management LLC, a registered investment adviser. The Order is necessary because Mr. Ennis is subject to a 2007 order of the Commission barring him from association with any investment adviser, with the proviso that he may apply to become so associated after one year from the date of that order. (Rel. IA-2853) See IA-2853

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