Hedge Fund Focus

Concept Capital

• Website: http://www.conceptcapital.com/
• Location: 527 Madison Avenue, 6th Floor, New York, NY 10022
• Phone: 212-419-3900
• Regulations: member FINRA and SIPC
• Other: Division of Sanders Morris Harris Group (NASDAQ: SMHG)

Description from Website:

Founded in 1995, Concept Capital is a leading institutional broker and total solutions provider for global investment managers. Concept Capital provides a full suite of prime brokerage services, proprietary research, fund administration, real-time risk management, and portfolio analytics. Concept Capital also provides an experienced hands-on institutional trading desk for traditional buy-side customers, hedge funds, and registered investment advisors. Concept Capital specializes in providing clients with experienced, in-depth market knowledge combined with advanced proprietary systems, enabling clients to quickly launch their businesses in the most cost effective manner possible. Concept Capital is headquartered in New York City and has offices in Greenwich, Conn., Garden City, NY, Washington DC, Los Angeles, Houston, Chicago and Boca Raton, FL. Concept Capital is currently a division of SMH Capital, Inc., member FINRA, SIPC. Concept Capital is forming an independent broker-dealer and, once approved, will operate as an independent company, of which Sanders Morris Harris Group Inc. will be a minority shareholder.

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