Hedge Fund Focus

SEC Charges Broker With Operating as Unregistered BD
One of the more important issues for people in the securities industry is that they should be very aware not to act as an unlicensed broker.  This generally means that a person should not accept compensation for brokering a deal (bringing together buyers and sellers of a security) [...]

The Bank of New York Mellon Honoured With Seven Awards at International Custody & Fund Administration Global Awards 2009
Recognition for Asset Servicing, Alternative Investment Services, Broker-Dealer Services and Transition Management businesses
Named Hedge Fund Administrator of The Year for first time in Global Awards
LONDON, May 13 /PRNewswire-FirstCall/ — The Bank of New York Mellon, a global [...]