Posts Tagged ‘hedge fund investment advisor’

Millennium Partners Hedge Fund PM Accused of Insider Trading

U.S. SECURITIES AND EXCHANGE COMMISSION
Litigation Release No. 21023 / May 5, 2009
Securities and Exchange Commission v. Jon-Paul Rorech, et. al., Civil Action No. 09 CV 4329- (JGK)(SDNY)
SEC FILES FIRST CREDIT DEFAULT SWAP INSIDER TRADING CASE
The Securities and Exchange Commission filed a civil action in the United States District Court for the Southern District of New [...]

Hedge Fund Broker Offers Future Predictions on Industry

According to a hedge fund broker, the industry is likely to see a greater amount of smaller investment advisors.  This will certainly be a good thing for those investment advisory compliance and law firms and will increase the amount of work that state securities divisions.  Hopefully the increased fees flowing into the states will be [...]