Posts Tagged ‘hedge fund SEC’

Hedge Fund Industry Update

Recent SEC Actions Affecting Investment Advisors and the Hedge Fund Industry
In the Matter of Peter J. Dawson
On January 12, the Commission issued an Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings and Imposing Remedial Sanctions (Order) against Peter J. Dawson. The Order finds that a final [...]