Lippert Heilshorn Account Executive Charged by SEC with Insider Trading
SEC Charges Invest Relations Account Executives for Tipping Confidential Information
“Insider trading” refers generally to buying or selling a security, in breach of a fiduciary duty or other relationship of trust and confidence, while in possession of material, nonpublic information about the security. Insider trading violations may also include “tipping” such information, securities trading by the [...]