Investment Advisor Caught For Fraud
In the Matter of Stephen J. Glantz
On February 10, the Commission issued an Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions (Order) against Stephen J. Glantz. The Order finds that from January [...]