Posts Tagged ‘investment advisor representative’

Representative Allowed to Associate with Investment Advisor

Order Approving Association of William M. Ennis With Kellport Capital Management LLC
On March 17, the Commission issued an Order approving the application of William M. Ennis for consent to associate with Kellport Capital Management LLC, a registered investment adviser. The Order is necessary because Mr. Ennis is subject to a 2007 order of the Commission [...]