Posts Tagged ‘investment banking’

New Series 79 Exam

Posted on July 2, 2009, 10:51 pm, by admin, under Press Releases, Regulatory Issues.

FINRA will require a new exam called the series 79 exam for all investment banking professionals.  We will keep you up to date on this new development as more information becomes available.  Please see the press release below for more detail.
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New FINRA Examination Will Focus on the Distinctive Securities Activities of M&A Brokers and Investment [...]

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Offshore Hedge Fund Conference Information

Posted on March 19, 2009, 12:14 pm, by admin, under Hedge Fund Conference.

Houlihan Smith Co-Founder and President Andrew Smith to Speak on Hedge Fund Restructuring and Consolidation at GAIM Ops Cayman
GRAND CAYMAN, Cayman Islands, March 19 /PRNewswire/ — The Ritz-Carlton — Houlihan Smith & Company, Inc. is a sponsor of the upcoming GAIM Ops Cayman conference set for April 26-29, 2009 at the Ritz-Carlton, Grand Cayman. Each [...]

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