Patrick McCurdy, Formerly of Morgan Stanley, Will Lead the Effort
NEW YORK–(BUSINESS WIRE)–Merlin Securities, a leading prime brokerage services and technology provider for hedge funds and managed account platforms, today announced that it is enhancing its capital development service. Patrick McCurdy, formerly of Morgan Stanley, has been hired to lead the effort and will be based [...]
Concept Capital
Website: http://www.conceptcapital.com/
Location: 527 Madison Avenue, 6th Floor, New York, NY 10022
Phone: 212-419-3900
Regulations: member FINRA and SIPC
Other: Division of Sanders Morris Harris Group (NASDAQ: SMHG)
Description from Website:
Founded in 1995, Concept Capital is a leading institutional broker and total solutions provider for global investment managers. Concept Capital provides a full suite of prime brokerage services, proprietary [...]
Prime Brokerage Veteran Joins Concept Capital As Managing Director and Head of Hedge Fund Service Sales
NEW YORK–(BUSINESS WIRE)–Concept Capital, a leading institutional broker and total solutions provider for global investment managers, today announced prime brokerage veteran Rob Davis has joined Concept Capital as Managing Director and Head of Hedge Fund Service Sales for ConceptONE, the [...]
MB Trading Launches MBT University
(El Segundo, CA) – January 28, 2009 – MB Trading (“MBT”), a technology-driven, low-cost brokerage specializing in order routing in securities, futures, foreign exchange instruments, bonds, and options through various global exchanges, announced today that it has launched its new website with a new on-line training facility MBT University. The University [...]
SMH Capital Fined $450,000 for Procedural Failures Regarding Soft Dollar Payments, Distributing Improper Hedge Fund Sales Materials
Washington, D.C. - The Financial Industry Regulatory Authority (FINRA) today announced that it has fined SMH Capital Inc. (f/k/a Sanders Morris Harris, Inc.) of Houston, TX, $450,000 for failing to adopt adequate supervisory procedures and systems designed to address [...]